Long-term and high-quality surface soil moisture (SSM) and root-zone soil moisture (RZSM) data is crucial for understanding the land-atmosphere interactions of the Qinghai-Tibet Plateau (QTP). More than 40% of QTP is covered by permafrost, yet few studies have evaluated the accuracy of SSM and RZSM products derived from microwave satellite, land surface models (LSMs) and reanalysis over that region. This study tries to address this gap by evaluating a range of satellite and reanalysis estimates of SSM and RZSM in the thawed soil overlaying permafrost in the QTP, using in-situ measurements from sixteen stations. Here, seven SSM products were evaluated: Soil Moisture Active Passive L3 (SMAP L3) and L4 (SMAP-L4), Soil Moisture and Ocean Salinity in version IC (SMOS IC), Land Parameter Retrieval Model (LPRM) Advanced Microwave Scanning Radiometer 2 (AMSR2), European Space Agency Climate Change Initiative (ESA CCI), Advanced Scatterometer (ASCAT), and the fifth generation of the land component of the European Centre for Medium-Range Weather Forecasts atmospheric reanalysis (ERAS-Land). We also evaluated three RZSM products from SMAP-L4, ERA5-Land, and the Noah land surface model driven by Global Land Data Assimilation System (GLDAS-Noah). The assessment was conducted using five statistical metrics, i. e. Pearson correlation coefficient (R), bias, slope, Root Mean Square Error (RMSE), and unbiased RMSE (ubRMSE) between SSM or RZSM products and in-situ measurements. Our results showed that the ESA CCI, SMAP-L4 and SMOS-IC SSM products outperformed the other SSM products, indicated by higher correlation coefficients (R) (with a median R value of 0.63, 0.44 and 0.57, respectively) and lower ubRMSE (with a median ubRMSE value of 0.05, 0.04 and 0.07 m(3)/m(3), respectively). Yet, SSM overestimation was found for all SSM products. This could be partly attributed to ancillary data used in the retrieval (e.g. overestimation of land surface temperature for SMAP-L3) and to the fact that the products (e.g. LPRM) more easily overestimate the in-situ SSM when the soil is very dry. As expected, SMAP-L3 SSM performed better in areas with sparse vegetation than with dense vegetation covers. For RZSM products, SMAP-L4 and GLDAS-Noah (R = 0.66 and 0.44, ubRMSE = 0.03 and 0.02 m(3)/m(3), respectively) performed better than ERAS-Land (R = 0.46; ubRMSE = 0.03 m(3)/m(3)). It is also found that all RZSM products were unable to capture the variations of in-situ RZSM during the freezing/thawing period over the permafrost regions of QTP, due to large deviation for the ice-water phase change simulation and the lack of consideration for unfrozen-water migration during freezing processes in the LSMs.

Long-term and high-quality surface soil moisture (SSM) and root-zone soil moisture (RZSM) data is crucial for understanding the land-atmosphere interactions of the Qinghai-Tibet Plateau (QTP). More than 40% of QTP is covered by permafrost, yet few studies have evaluated the accuracy of SSM and RZSM products derived from microwave satellite, land surface models (LSMs) and reanalysis over that region. This study tries to address this gap by evaluating a range of satellite and reanalysis estimates of SSM and RZSM in the thawed soil overlaying permafrost in the QTP, using in-situ measurements from sixteen stations. Here, seven SSM products were evaluated: Soil Moisture Active Passive L3 (SMAP L3) and L4 (SMAP-L4), Soil Moisture and Ocean Salinity in version IC (SMOS IC), Land Parameter Retrieval Model (LPRM) Advanced Microwave Scanning Radiometer 2 (AMSR2), European Space Agency Climate Change Initiative (ESA CCI), Advanced Scatterometer (ASCAT), and the fifth generation of the land component of the European Centre for Medium-Range Weather Forecasts atmospheric reanalysis (ERAS-Land). We also evaluated three RZSM products from SMAP-L4, ERA5-Land, and the Noah land surface model driven by Global Land Data Assimilation System (GLDAS-Noah). The assessment was conducted using five statistical metrics, i. e. Pearson correlation coefficient (R), bias, slope, Root Mean Square Error (RMSE), and unbiased RMSE (ubRMSE) between SSM or RZSM products and in-situ measurements. Our results showed that the ESA CCI, SMAP-L4 and SMOS-IC SSM products outperformed the other SSM products, indicated by higher correlation coefficients (R) (with a median R value of 0.63, 0.44 and 0.57, respectively) and lower ubRMSE (with a median ubRMSE value of 0.05, 0.04 and 0.07 m(3)/m(3), respectively). Yet, SSM overestimation was found for all SSM products. This could be partly attributed to ancillary data used in the retrieval (e.g. overestimation of land surface temperature for SMAP-L3) and to the fact that the products (e.g. LPRM) more easily overestimate the in-situ SSM when the soil is very dry. As expected, SMAP-L3 SSM performed better in areas with sparse vegetation than with dense vegetation covers. For RZSM products, SMAP-L4 and GLDAS-Noah (R = 0.66 and 0.44, ubRMSE = 0.03 and 0.02 m(3)/m(3), respectively) performed better than ERAS-Land (R = 0.46; ubRMSE = 0.03 m(3)/m(3)). It is also found that all RZSM products were unable to capture the variations of in-situ RZSM during the freezing/thawing period over the permafrost regions of QTP, due to large deviation for the ice-water phase change simulation and the lack of consideration for unfrozen-water migration during freezing processes in the LSMs.

The surface seasonal freeze/thaw (F/T) signal detected by passive microwave remote sensing is very important for the water cycle, carbon cycle and climate change research. In this study, we evaluated and analyzed the Soil Moisture Active Passive (SMAP) L3 F/T product, Advanced Microwave Scanning Radiometer 2 (AMSR2) F/T product and Making Earth System Data Records for Use in Research Environments (MEaSUREs) F/T product over different regions in China, including the Genhe area in Northeast China, the Saihanba area in North China, and the Qinghai-Tibet Plateau (QTP) area. The overall accuracy of F/T products assessed with the 5 cm depth soil temperature is 90.38% for SMAP, 90.23% for AMSR2 and 84.73% for MEaSUREs in cold and humid temperate forest climates and the plateau continental climate area (Genhe, Tianjun, and Qumalai) where permafrost is distributed, and 76.64% for SMAP, 83.67% for AMSR2 and 77.37% for MEaSUREs in the cold plateau mountain climate and plateau continental climate area (Saihanba and Chengduo) with frozen ground distributed seasonally, respectively. The overall accuracy is 69.05% for SMAP, 76.5% for AMSR2 and 81.4% for MEaSUREs in the Ngari, Naqu, and Dachaidan regions belonging to arid and semi-arid climates. It can be seen that SMAP and AMSR2 achieve the best performance in the distributed permafrost area, the second-best performance in the seasonal distributed permafrost area, but the worst performance in the areas with arid and semi-arid climate types due to inconsistent F/T signals between water with small changes and temperature with apparent changes during the F/T transition. The MEaSUREs product showed almost the same performance in different regions, indicating that it was less affected by climate types and the distribution of frozen soil than SMAP and AMSR2 products. SMAP F/T product detected by L-band with long penetration and AMSR2 F/T product calibrated with 5 cm soil temperature could represent the 5 cm F/T, but the MEaSUREs F/T product was more likely to describe the surface F/T state due to calibrated with air temperature and the short penetration of 36.5 GHz. In mid-low latitude areas (Tianjun and Qumalai) with a short duration of snow cover days and a fast snowmelt, the effect of snow melting on F/T products was negligible. Moreover, the spring snowmelt affects the three F/T products in Chengduo, but the SMAP product is not affected by the winter snowmelt, whereas the AMSR2 product is affected by the winter snowmelt.