This study presents the classification and prediction of severity for brittle rock failure, focusing on failure behaviors and excessive determination based on damage depth. The research utilizes extensive field survey data from the Shuangjiangkou Hydropower Station and previous research findings. Based on field surveys and previous studies, four types of brittle rock failure with different failure mechanisms are classified, and then a prediction method is proposed. This method incorporates two variables, i.e. Kv (modified rock mass integrity coefficient) and GSI (geological strength index). The prediction method is applied to the first layer excavation of the powerhouse cavern of Shuangjiangkou Hydropower Station. The results show that the predicted brittle rock failure area agrees with the actual failure area, demonstrating the method's applicability. Next, it extends to investigate brittle rock failure in two locations. The first is the k0+890 m of the traffic cavern, and the second one is at K0-64 m of the main powerhouse. The criterion-based prediction indicates a severity brittle rock failure in the K0+890 m section, and a moderate brittle rock failure in the K0-64 m section, which agrees with the actual occurrence of brittle rock failure in the field. The understanding and application of the prediction method using Kv and GSI are vital for implementing a comprehensive brittle rock failure prediction process in geological engineering. To validate the adaptability of this criterion across diverse tunnel projects, a rigorous verification process using statistical findings was conducted. The assessment outcomes demonstrate high accuracy for various tunnel projects, allowing establishment of the correlations that enable valuable conclusions regarding brittle rock failure occurrence. Further validation and refinement through field and laboratory testing, as well as simulations, can broaden the contribution of this method to safer and more resilient underground construction. (c) 2024 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).

Intense precipitation infiltration and intricate excavation processes are crucial factors that impact the stability and security of towering and steep rock slopes within mining sites. The primary aim of this research was to investigate the progression of cumulative failure within a cracked rock formation, considering the combined effects of precipitation and excavation activities. The study was conducted in the Huangniuqian eastern mining area of the Dexing Copper Mine in Jiangxi Province, China. An engineering geological investigation was conducted, a physical model experiment was performed, numerical calculations and theoretical analysis were conducted using the matrix discrete element method (MatDEM), and the deformation characteristics and the effect of the slope angle of a fractured rock mass under different scenarios were examined. The failure and instability mechanisms of the fractured rock mass under three slope angle models were analyzed. The experimental results indicate that as the slope angle increases, the combined effect of rainfall infiltration and excavation unloading is reduced. A novel approach to simulating unsaturated seepage in a rock mass, based on the van Genuchten model (VGM), has been developed. Compared to the vertical displacement observed in a similar physical experiment, the average relative errors associated with the slope angles of 45 degrees, 50 degrees, and 55 degrees were 2.094%, 1.916%, and 2.328%, respectively. Accordingly, the combined effect of rainfall and excavation was determined using the proposed method. Moreover, the accuracy of the numerical simulation was validated. The findings contribute to the seepage field in a meaningful way, offering insight that can inform and enhance existing methods and theories for research on the underlying mechanism of ultra-high and steep rock slope instability, which can inform the development of more effective risk management strategies. (c) 2024 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/ licenses/by-nc-nd/4.0/).

Underground excavation is usually accompanied by complex soil-structure interaction problems in practical engineering. This paper develops a novel multi-scale approach for investigating the soil arching effect through trapdoor tests. This approach adopts the finite element method (FEM) and smoothed particle hydrodynamics (SPH) method to handle the particle-rigid body interaction in the trapdoor tests, incorporating a micromechanical 3D-H model to derive the nonlinear material response required by the SPH method. The variation of the earth pressure on the trapdoor in simulations exhibits good agreement with those of the experiments. Extensive parametric analyzes are performed to assess the effects of soil height and inter-particle friction angle on the evolution of load transfer and soil deformation. Three deformation patterns are observed under different buried conditions, including the trapezoid, the triangle, and the equal settlement pattern. Results indicate that the planes of equal settlement develop progressively with the trapdoor movement and then enter the range of experimentally observed values. Additionally, three failure mechanisms are identified that correspond to the three deformation patterns. Due to the advantages of the micromechanical model, mesoscale behavior is captured. The anisotropy of stress distribution in the plastic region is found during the arching process.