Despite significant advances in laboratory testing in recent decades, geotechnical designs that incorporate data from in-situ testing remain predominant worldwide. One of the most commonly employed techniques for correlating soil mechanical properties is the standard penetration test. However, while this test provides valuable information for identifying soil strata and offering general descriptions of soil characteristics, its correlation with shear strength parameters has several limitations that are often overlooked. In this article, we aim to i) present a critical literature review concerning the applicability of correlations between the undrained shear strength of fine-grained soils and standard penetration test data; ii) estimate the uncertainties associated with the adoption of these empirical correlations, which are frequently disregarded in engineering practice; iii) present simulation results from typical slope stability analyses, taking into account the uncertainties associated with the estimation of the undrained shear strength. The findings of our study suggest that geotechnical engineers should exercise caution when using such simplified equations, as they often lead to underestimations or overestimations of the stability of geotechnical structures.
Multi-source precipitation products (MSPs) are critical for hydrologic modeling, but their spatial and temporal heterogeneity and uncertainty present challenges to simulation accuracy that need to be addressed urgently. This study assessed the impact of different precipitation data sources on hydrologic modeling in an arid basin. There were seven precipitation products and meteorological station interpolated data that were used to drive the hydrological model, and we evaluated their performance by fusing the six precipitation products through the dynamic bayesian averaging algorithm. Ultimately, the runoff simulation uncertainty was quantified based on the DREAM algorithm, and the information transfer entropy was used to quantify the differences in hydrologic simulation processes driven by different precipitation data. The results showed that CMFD and ERA5 weights were higher, and the DBMA fused precipitation annual mean value was about 309.83 mm with good simulation accuracy (RMSE of 1.46 and R-2 of 0.75). The simulation was satisfactory (NSE >0.80) after parameter calibration and data assimilation for all driving data, with CHIRPS and TRMM performed better in the common mode, and HRLT and CMFD performed excellently in the glacier mode. The DREAM algorithm indicated less uncertainty for DBMA, CHIRPS and HRLT data. The entropy of information transfer revealed that precipitation occupied a significant position in information transfer, especially affecting evapotranspiration and surface soil moisture. CMFD and TPS CMADS were highest in snow water equivalent information entropy, and CHIRPS and TPS CMADS were highest in evapotranspiration information entropy. CDR, CHIRPS, ERA5-Land and IDW STATION had the highest snow water equivalent information entropy, DBMA and CMORPH had the highest runoff information entropy, CHIRPS and TRMM had the highest soil moisture information entropy, whereas ERA5, HRLT, and TPS CMADS had the highest evapotranspiration information entropy in glacial mode. This study reveals significant differences between different precipitation data sources in hydrological modeling of arid basin, which is an important reference for future water resources management and climate change adaptation strategies.
Uncertainty plays a key role in hydrological modeling and forecasting, which can have tremendous environmental, economic, and social impacts. Therefore, it is crucial to comprehend the nature of this uncertainty and identify its scope and effects in a way that enhances hydrological modeling and forecasting. During recent decades, hydrological researchers investigated several approaches for reducing inherent uncertainty considering the limitations of sensor measurement, calibration, parameter setting, model conceptualization, and validation. Nevertheless, the scope and diversity of applications and methodologies, sometimes brought from other disciplines, call for an extensive review of the state-of-the-art in this field in a way that promotes a holistic view of the proposed concepts and provides textbook-like guidelines to hydrology researchers and the community. This paper contributes to this goal where a systematic review of the last decade's research (2010 onward) is carried out. It aims to synthesize the theories and tools for uncertainty reduction in surface hydrological forecasting, providing insights into the limitations of the current state-of-the-art and laying down foundations for future research. A special focus on remote sensing and multi-criteria-based approaches has been considered. In addition, the paper reviews the current state of uncertainty ontology in hydrological studies and provides new categorizations of the reviewed techniques. Finally, a set of freely accessible remotely sensed data and tools useful for uncertainty handling and hydrological forecasting are reviewed and pointed out.
Unfrozen water content (UWC) plays a critical role in determining the thermal, hydraulic, and mechanical properties of frozen soils. Existing empirical, semi-empirical, and theoretical models for UWC estimation have limitations in terms of accuracy as well as generalizability. To address these challenges, the present study explored the application of six machine learning techniques to predict UWC in frozen soils: Random Forest (RF), eXtreme Gradient Boosting (XGBoost), Light Gradient Boosting Machine (LightGBM), K-Nearest Neighbors (KNN), Support Vector Regression (SVR), and Backpropagation Neural Network (BPNN). Considering the UWC hysteresis phenomenon between the freezing and thawing processes, experimental UWC data collected from the literature were separated into two sub-datasets: freezing branch dataset (FBD) and thawing branch dataset (TBD). Based on that, a comprehensive framework integrating Bayesian optimization and 10-fold crossvalidation was established to optimize the six models' hyperparameters and to evaluate their performance. The results highlighted significant variations in the predictive capability among the six machine learning models, with ensemble methods (i.e., RF, XGBoost, LightGBM) generally demonstrating superior accuracy. Feature importance analysis, robustness checks, and uncertainty quantification further elucidated the strengths and limitations of each model. The present study provides profound insights into the selection and application of machine learning models for accurately modeling the properties of frozen soils for cold regions science and engineering.
Rock fracture mechanics and accurate characterization of rock fracture are crucial for understanding a variety of phenomena interested in geological engineering and geoscience. These phenomena range from very large-scale asymmetrical fault structures to the scale of engineering projects and laboratory-scale rock fracture tests. Comprehensive study can involve mechanical modeling, site or post-mortem investigations, and inspection on the point cloud of the source locations in the form of earthquake, microseismicity, or acoustic emission. This study presents a comprehensive data analysis on characterizing the forming of the asymmetrical damage zone around a laboratory mixed-mode rock fracture. We substantiate the presence of asymmetrical damage through qualitative analysis and demonstrate that measurement uncertainties cannot solely explain the observed asymmetry. The implications of this demonstration can be manifold. On a larger scale, it solidifies a mechanical model used for explaining the contribution of aseismic mechanisms to asymmetrical fault structures. On a laboratory scale, it exemplifies an alternative approach to understanding the observational difference between the source location and the in situ or post-mortem inspection on the rock fracture path. The mechanical model and the data analysis can be informative to the interpretations of other engineering practices as well, but may face different types of challenges. (c) 2024 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/ 4.0/).
In slope stability analysis, the inherent heterogeneity and spatial variability of soil significantly influence the aftermath of landslides, including critical aspects like runout distance, influence distance, and volume. This research integrates Smoothed Particle Hydrodynamics (SPH) with random field theory to precisely model the large deformation events in slopes with anisotropic shear parameters, while leveraging Graphics Processing Unit (GPU) parallel computing to expedite the generation of random field samples and SPH simulations. This approach meticulously examines how spatial heterogeneity of soil affects slope instability, simulating soil parameters across varied geological settings. It considers the fluctuation scale of anisotropy, the cross-correlation of cohesion and the angle of internal friction, along with their coefficient of variation (CV), to elucidate their impact on landslide magnitude and severity. This study furnishes a robust tool for a holistic assessment of slope impacts and landslide volumes. Additionally, by delineating the computational efficiency disparities between GPUs and Central processing units (CPUs), it underscores the pronounced efficiency benefits of GPU computing. The insights garnered offer fresh perspectives and methodologies in slope stability analysis and disaster risk evaluation, contributing to the finer prediction and management of this prevalent and grave geological hazard.
This study addresses the vital issue of the variability associated with modeling decisions in dam seismic analysis. Traditionally, structural modeling and simulations employ a progressive approach, where more complex models are gradually incorporated. For example, if previous levels indicate insufficient seismic safety margins, a more advanced analysis is then undertaken. Recognizing the constraints and evaluating the influence of various methods is essential for improving the comprehension and effectiveness of dam safety assessments. To this end, an extensive parametric study is carried out to evaluate the seismic response variability of the Koyna and Pine Flat dams using various solution approaches and model complexities. Numerical simulations are conducted in a 2D framework across three software programs, encompassing different dam system configurations. Additional complexity is introduced by simulating reservoir dynamics with Westergaard-added mass or acoustic elements. Linear and nonlinear analyses are performed, incorporating pertinent material properties, employing the concrete damage plasticity model in the latter. Modal parameters and crest displacement time histories are used to highlight variability among the selected solution procedures and model complexities. Finally, recommendations are made regarding the adequacy and robustness of each method, specifying the scenarios in which they are most effectively applied.
The Tarim River, the largest inland river in China, sits in the Tarim River Basin (TRB), which is an arid area with the ecosystem primarily sustained by water from melting snow and glaciers in the headstream area. To evaluate the pressures of natural disasters in this climate-change-sensitive basin, this study projected flash droughts in the headstream area of the TRB. We used the variable infiltration capacity (VIC) model to describe the hydrological processes of the study area, Markov chain Monte Carlo to quantify the parameter uncertainty of the VIC model. Ten downscaled general circulation models from the Coupled Model Intercomparison Project Phase 6 (CMIP6) were used to drive the VIC model, and the standardized evaporative stress ratio was applied to identify flash droughts. The results demonstrated that the VIC model after Bayesian parameters uncertainty analysis can efficiently describe the hydrological processes of the study area. In the future (2021-2100), compared with the plain region, the alpine region has higher flash drought frequency and intensity. Compared with the historical period (1961-2014), the frequency, duration, and intensity of flash droughts tend to increase throughout the study area, especially for the alpine area. Moreover, based on variance decomposition, CMIP6 model is the most important uncertainty source for flash drought projection, followed by the shared socioeconomic pathway of climate change scenario and VIC model parameters.
Soil moisture is an important driver of growth in boreal Alaska, but estimating soil hydraulic parameters can be challenging in this data-sparse region. Parameter estimation is further complicated in regions with rapidly warming climate, where there is a need to minimize model error dependence on interannual climate variations. To better identify soil hydraulic parameters and quantify energy and water balance and soil moisture dynamics, we applied the physically based, one-dimensional ecohydrological Simultaneous Heat and Water (SHAW) model, loosely coupled with the Geophysical Institute of Permafrost Laboratory (GIPL) model, to an upland deciduous forest stand in interior Alaska over a 13-year period. Using a Generalized Likelihood Uncertainty Estimation parameterisation, SHAW reproduced interannual and vertical spatial variability of soil moisture during a five-year validation period quite well, with root mean squared error (RMSE) of volumetric water content at 0.5 m as low as 0.020 cm(3)/cm(3). Many parameter sets reproduced reasonable soil moisture dynamics, suggesting considerable equifinality. Model performance generally declined in the eight-year validation period, indicating some overfitting and demonstrating the importance of interannual variability in model evaluation. We compared the performance of parameter sets selected based on traditional performance measures such as the RMSE that minimize error in soil moisture simulation, with one that is designed to minimize the dependence of model error on interannual climate variability using a new diagnostic approach we call CSMP, which stands for Climate Sensitivity of Model Performance. Use of the CSMP approach moderately decreases traditional model performance but may be more suitable for climate change applications, for which it is important that model error is independent from climate variability. These findings illustrate (1) that the SHAW model, coupled with GIPL, can adequately simulate soil moisture dynamics in this boreal deciduous region, (2) the importance of interannual variability in model parameterisation, and (3) a novel objective function for parameter selection to improve applicability in non-stationary climates.
Earlier impact studies have suggested that climate change may severely alter the hydrological cycle in alpine terrain. However, these studies were based on the use of a single or a few climate scenarios only, so that the uncertainties of the projections could not be quantified. The present study helps to remedy this deficiency. For 2 Alpine river basins, the Thur basin (1700 km(2)) and the Ticino basin (1515 km(2)), possible future changes in the natural water budget relative to the 1981-2000 (Thur) and 1991-2000 (Ticino) baselines were investigated by driving the distributed catchment model WaSiM-ETH with a set of 23 regional climate scenarios for monthly mean temperature (T) and precipitation (P). The scenarios referred to 2081-2100 and were constructed by applying a statistical-downscaling technique to outputs from 7 global climate models. The statistical-downscaling scenarios showed changes in annual mean T between +1.3 and +4.8degreesC and in annual total P between -11 and +11%, with substantial variability between months and catchments. The simulated overall changes in the hydrological water cycle were qualitatively robust and independent of the choice of a particular scenario. In all cases, the projections showed strongly decreased snow-pack and shortened duration of snow cover, resulting in time-shifted and reduced runoff peaks. Substantial reductions were also found in summer flows and soil-water availability, in particular at lower elevations. However, the magnitudes and certain aspects of the projected changes depended strongly on the choice of scenario. In particular, quantitative projections of soil moisture in the summer season and of the runoff in both the summer and autumn seasons were found to be quite uncertain, mainly because of the uncertainty present in the scenarios for P. Our findings clearly demonstrate that quantitative assessments of hydrological changes in the Alps using only a small number of scenarios may yield misleading results. This work strengthens our confidence in the overall results obtained in earlier studies and suggests distinct shifts in future Alpine hydrological regimes, with potentially dramatic implications for a wide range of sectors.