Slope failures resulting from thaw slumps in permafrost regions, have developed widely under the influence of climate change and engineering activities. The shear strength at the interface between the active layer and permafrost (IBALP) at maximum thawing depth is a critical factor to evaluate stability of permafrost slopes. Traditional direct shear, triaxial shear, and large-scale in-situ shear experiments are unsuitable for measuring the shear strength parameter of the IBALP. Based on the characteristics of thaw slumps in permafrost regions, this study proposes a novel test method of self-weight direct shear instrument (SWDSI), and its principle, structure, measurement system and test steps are described in detail. The shear strength of the IBALP under maximum thaw depth conditions is measured using this method. The results show that under the condition that the permafrost layer is thick underground ice and the active layer consists of silty clay with 20% water content, the test results are in good agreement with the results of field large-scale direct shear tests and are in accordance with previous understandings and natural laws. The above analysis indicates that the method of the SWDSI has a reliable theoretical basis and reasonable experimental procedures, and meets the needs of stability assessment of thaw slumps in permafrost regions. The experimental data obtained provide important parameter support for the evaluation of related geological hazards.
The thermal coupling between the atmosphere and the subsurface on the Qinghai-Tibetan Plateau (QTP) governs permafrost stability, surface energy balance, and ecosystem processes, yet its spatiotemporal dynamics under accelerated warming are poorly understood. This study quantifies soil-atmosphere thermal coupling ((3) at the critical 0.1 m root-zone depth using in-situ data from 99 sites (1980-2020) and a machine learning framework. Results show significantly weaker coupling in permafrost (PF) zones (mean (3 = 0.42) than in seasonal frost (SF) zones (mean (3 = 0.50), confirming the powerful thermal buffering of permafrost. Critically, we find a widespread trend of weakening coupling (decreasing (3) at 66.7 % of sites, a phenomenon most pronounced in SF zones. Our driver analysis reveals that the spatial patterns of (3 are primarily controlled by surface insulation from summer rainfall and soil moisture. The temporal trends, however, are driven by a complex and counter-intuitive interplay. Paradoxically, rapid atmospheric warming is the strongest driver of a strengthening of coupling, likely due to the loss of insulative snow cover, while trends toward wetter conditions drive a weakening of coupling by enhancing surface insulation. Spatially explicit maps derived from our models pinpoint hotspots of accelerated decoupling in the eastern and southern QTP, while also identifying high-elevation PF regions where coupling is strengthening, signaling a loss of protective insulation and increased vulnerability to degradation. These findings highlight a dynamic and non-uniform response of land-atmosphere interactions to climate change, with profound implications for the QTP's cryosphere, hydrology, and ecosystems.
Infrastructure in northern regions is increasingly threatened by climate change, mainly due to permafrost thaw. Prediction of permafrost stability is essential for assessing the long-term stability of such infrastructure. A key aspect of geotechnical problems subject to climate change is addressing the surface energy balance (SEB). In this study, we evaluated three methodologies for applying surface boundary conditions in longterm thermal geotechnical analyses, including SEB heat flux, n-factors, and machine learning (ML) models by using ERA5-Land climate reanalysis data until 2100. We aimed to determine the most effective approach for accurately predicting ground surface temperatures for climate-resilient design of northern infrastructure. The evaluation results indicated that the ML-based approach outperformed both the SEB heat flux and n-factors methods, demonstrating significantly lower prediction errors. The feasibility of long-term thermal analysis of geotechnical problems using ML-predicted ground surface temperatures was then demonstrated through a permafrost case study in the community of Salluit in northern Canada, for which the thickness of the active layer and talik were calculated under moderate and extreme climate scenarios by the end of the 21st century. Finally, we discussed the application and limitations of surface boundary condition methodologies, such as the limited applicability of the n-factors in long-term analysis and the sensitivity of the SEB heat flux to inputs and thermal imbalance. The findings highlight the importance of selecting suitable boundary condition methodologies in enhancing the reliability of thermal geotechnical analyses in cold regions.
The Three-Rivers Headwater Region (TRHR) is located on the Tibetan Plateau, within a transitional zone between seasonally frozen ground and continuous permafrost. Over 70 % of the region is predominantly covered by alpine grasslands, a vulnerable ecosystem increasingly threatened by ongoing permafrost degradation. This study utilized satellite data to analyze permafrost degradation by measuring active layer thickness (ALT) and the soil non-frozen period (NFP), and to investigate their impacts on alpine grassland growth. Results showed significant permafrost degradation from 2000 to 2020, with ALT thickening at a rate of 7.79 cm/decade (p < 0.05) and NFP lengthening by 1.1 days/yr (p < 0.05). Simultaneously, grassland vegetation exhibited a significant greening trend (0.0014 yr(-1), p < 0.01). Using the partial least squares (PLS) regression method, the study evaluated the relationships between grassland dynamics and permafrost degradation, while jointly accounting for climate variables (temperature, precipitation, and sunshine duration). ALT thickening was the dominant explanatory variable for grassland growth in 11.09 % of the region, and it was positively correlated in relatively cold western and alpine areas, but negatively correlated in the relatively warm eastern and central regions. NFP extension was the dominant explanatory variable for grassland growth in 10.38 % of the region, although its positive correlation weakened as climate conditions transitioned from relatively cold-dry to relatively warm-wet. Although permafrost degradation was positively correlated with grassland greening in relatively cold regions, the diminishing benefit of NFP extension and the adverse effects of ALT thickening may increasingly undermine grassland stability in relatively warm regions under further climate warming.
Understanding soil organic carbon (SOC) distribution and its environmental controls in permafrost regions is essential for achieving carbon neutrality and mitigating climate change. This study examines the spatial pattern of SOC and its drivers in the Headwater Area of the Yellow River (HAYR), northeastern Qinghai-Xizang Plateau (QXP), a region highly susceptible to permafrost degradation. Field investigations at topsoils of 86 sites over three summers (2021-2023) provided data on SOC, vegetation structure, and soil properties. Moreover, the spatial distribution of key permafrost parameters was simulated: temperature at the top of permafrost (TTOP), active layer thickness (ALT), and maximum seasonal freezing depth (MSFD) using the TTOP model and Stefan Equation. Results reveal a distinct latitudinal SOC gradient (high south, low north), primarily mediated by vegetation structure, soil properties, and permafrost parameters. Vegetation coverage and above-ground biomass showed positive correlation with SOC, while soil bulk density (SBD) exhibited a negative correlation. Climate warming trends resulted in increased ALT and TTOP. Random Forest analysis identified SBD as the most important predictor of SOC variability, which explains 38.20% of the variance, followed by ALT and vegetation coverage. These findings likely enhance the understanding of carbon storage controls in vulnerable alpine permafrost ecosystems and provide insights to mitigate carbon release under climate change.
Understanding changes in water balance and land-atmosphere interaction under climate change is crucial for managing water resources in alpine regions, especially in the Qinghai-Tibet Plateau (QTP). Evapotranspiration (ET), a key process in the land-atmosphere interaction, is influenced by permafrost degradation. As the active layer in permafrost regions deepens due to climate warming, the resulting shifts in surface hydrologic connectivity and water storage capacity affect vegetation's ability to access water, thereby influencing its growth and regulating ET dynamics, though the full complexity of this process remains unclear. This study employs the Budyko-Fu model to assess the spatiotemporal dynamics of ET and the ET ratio (the ratio of ET to precipitation) on the QTP from 1980 to 2100. While ET shows a continuous upward trend, the ET ratio exhibits a non-monotonic pattern, increasing initially and then decreasing. More than two-thirds of permafrost areas on the QTP surpassed the critical ET ratio threshold by 2023, under three emission scenarios. By 2100, nearly all areas are projected to reach the tipping point, with 97 % affected under the SSP5-8.5 scenario. Meadow and steppe regions are expected to encounter this threshold earlier, whereas forested areas will be less affected, with over 80 % unlikely to reach the tipping point by 2100. Basin-level differences are notable: nearly 90 % of the Qaidam basin exceeded the threshold before 2023, compared to less than 50 % in the Yangtze basin. By 2100, more than 80 % of regions in all basins are expected to cross the tipping point due to ongoing permafrost degradation. This study advances understanding of land-atmosphere interactions in alpine regions, providing critical insights for water resource management and improving extreme weather predictions.
Thaw hazards in high-latitude and glaciated regions are becoming increasingly frequent because of global climate warming and human activities, posing significant threats to infrastructure stability and environmental sustainability. However, despite these risks, comprehensive investigations of thaw-hazard susceptibility in permafrost regions remain limited. Here, this gap is addressed by a systematic and long-term investigation of thaw hazards in China's Qinghai Province as a representative permafrost area. A detailed inventory of 534 thawhazard sites was developed based on remote sensing, field verification, and surveys by a UAV, providing critical data for susceptibility analysis. Eleven environmental factors influencing thaw hazards were identified and analyzed using information gain and Shapley additive explanation. By using the random forest model, a susceptibility map was generated, categorizing the study area into five susceptibility classes: very low, low, moderate, high, and very high. The key influencing factors include precipitation, permafrost type, temperature change rate, and human activity. The results reveal that 17.5 % of the permafrost region within the study area is classified as high to very high susceptibility, concentrated primarily near critical infrastructure such as the Qinghai-Tibet Railway, potentially posing significant risks to its structural stability. The random forest model shows robust predictive capability, achieving an accuracy of 0.906 and an area under the receiver operating characteristic curve of 0.965. These findings underscore the critical role of advanced modeling in understanding the spatial distribution and drivers of thaw hazards, offering actionable insights for hazard mitigation and infrastructure protection in permafrost regions under a changing climate.
The development of thermokarst lakes on the Qinghai-Tibetan Plateau (QTP) serves as a prominent indicator of permafrost degradation driven by climate warming and increased humidity. However, quantitative observations of surface change and relationships between lakes and permafrost during thermokarst development remain inadequate. This study utilized long-term terrestrial laser scanning (TLS) to capture high-resolution data on the surface contour changes of the lake in the Beiluhe Basin over 3 years. Between June 2021 and September 2023, the area of BLH-B Lake increased by 19.23% to 6634 m2, with a maximum shoreline retreat distance of 14.37 m. Lake expansion exhibited pronounced seasonal characteristics, closely correlated with temperature and precipitation variations, with the most significant changes occurring during thawing periods. Notably, the lake expanded by up to 505 m2 during extreme rainfall events in the 2022 thawing period, accounting for 47.20% of the total expansion observed over 3 years. Integrated geophysical methods, including electrical resistivity tomography (ERT) and ground-penetrating radar (GPR), revealed substantial permafrost degradation, particularly along the northwestern and western shores, where talik formation occurred within 40 m of the lakeshore. Heat from groundwater flow within the active layer and direct solar radiation contributes to accelerated permafrost degradation around the lake. The integration of TLS with geophysical methods revealed both surface contour changes and subsurface permafrost conditions, providing a comprehensive view of the dynamics of thermokarst lakes. This integrated monitoring approach proves effective for studying thermokarst lake evolution, offering critical quantitative insights into permafrost degradation processes on the QTP and providing essential baselines for climate change impact assessment.
Permafrost degradation, driven by rising temperatures in high-latitude regions, destabilizes previously sequestered soil organic carbon (OC), increasing greenhouse gas emissions and amplifying global warming. In these ecosystems, interactions with mineral surfaces and metal oxides, particularly iron (Fe), stabilize up to 80% of soil OC. This study investigates the mechanisms of Fe solubilization and OC release across a permafrost thaw gradient in Stordalen, Abisko, Sweden, including palsa, intermediate, and highly degraded permafrost stages. By integrating geophysical measurements-including relative elevation, thaw depth, soil water content, and soil temperature with redox potential and soil pore water chemistry, we identify the environmental conditions driving iron and organic carbon release into soil pore waters with permafrost degradation. Our results show that combining relative elevation, thaw depth, soil water content, soil pore water pH, and soil pore water conductivity with shifts in vegetation species enables very-high-resolution detection of permafrost degradation at submeter scales, distinguishing intact from degraded permafrost soils. We show that small-scale changes in thaw depth and water content alter soil pH and redox conditions, driving the release of Fe and dissolved organic carbon (DOC) and promoting the formation of Fe-DOC complexes in soil pore water. The amount of exported Fe-DOC complexes from thawed soils varies with the stage of permafrost degradation, and the fate of Fe-DOC complexes is likely to evolve along the soil-stream continuum. This study highlights how environmental conditions upon thaw control the type of Fe-DOC association in soil pore waters, a parameter to consider when quantifying what DOC is available for microbial and photo-degradation in aquatic systems which are significant sources of greenhouse gas emissions across Arctic landscapes.
Climate change is driving permafrost thaw, releasing previously frozen resources, such as nitrogen, to the soil active layer. In low-nitrogen systems, like boreal peatlands, this novel nitrogen source may benefit plant productivity. However, other resource limitations (for example, light) may limit plant access to thaw-front nitrogen. We used a stable isotope experiment to explore variations in understory boreal plant species' ability to take up different forms of newly released nitrogen from permafrost thaw under different canopy covers. This experiment occurred in a peatland in the sporadic discontinuous permafrost zone of the Northwest Territories, Canada. We added N-15 labelled ammonium, nitrate, and the amino acid glycine at the thaw front (40 cm depth) at two sites differentiated by high and low canopy cover and determined uptake of N-15 in leaves of several common and abundant boreal plant species. We found that the probability of plant uptake of thaw-front nitrogen was significantly greater at low canopy cover sites; however, nitrogen form, plant species, and foliar N-mass had no effect. We further found that Rubus chamaemorus had the highest foliar N-mass followed by Rhododendron groenlandicum, Chamaedaphne calyculata, and Vaccinium vitis-idaea. Our results demonstrate that access to nitrogen released from permafrost thaw by boreal plants may be mediated by light availability. Understanding the variation in site response to permafrost thaw contributes to our understanding of how boreal peatlands will change with ongoing climate change.